šŸ”„šŸ”„ Donā€™t Miss Out on Our End of Autumn Sale. If you have any questions, feel free to click the bottom right corner to contact our customer service..

Concat us[email protected]
Shopping Cart

No products in the cart.

šŸ”
BS ISO 10962:2019

BS ISO 10962:2019

$215.11

Securities and related financial instruments. Classification of financial instruments (CFI) code

Published By Publication Date Number of Pages
BSI 2019 82
PDF Format Searchable Printable Preview Now
Guaranteed Safe Checkout
Category:

If you have any questions, feel free to reach out to our online customer service team by clicking on the bottom right corner. Weā€™re here to assist you 24/7.
Email:[email protected]

PDF Catalog

PDF Pages PDF Title
2 National foreword
8 Foreword
9 Introduction
11 1 Scope
2 Normative references
3 Terms and definitions
4 Conventions and principles
12 5 CFI allocation
5.1 General
13 5.2 Existing CFIs and existing securities without a CFI
6 Codes and definitions
6.1 Categories
6.2 Equities ā€” E-*-*-*-*-*-
6.2.1 Description
14 6.2.2 Common/ordinary shares ā€” E-S-*-*-*-*-
15 6.2.3 Preferred/preference shares ā€” E-P-*-*-*-*-
16 6.2.4 Common/ordinary convertible shares ā€” E-C-*-*-*-*-
6.2.5 Preferred/preference convertible shares ā€” E-F-*-*-*-*-
17 6.2.6 Limited partnership units ā€” E-L-*-*-*-*-
18 6.2.7 Depositary receipts on equities ā€” E-D-*-*-*-*-
6.2.8 Structured instruments (participation) ā€” E-Y-*-*-*-*-
20 6.2.9 Others (miscellaneous) ā€” E-M-X-X-X-*-
6.3 CIVs ā€” C-*-*-*-*-*-
6.3.1 Description
21 6.3.2 Standard (vanilla) investment funds/mutual funds ā€” C-I-*-*-*-*-
22 6.3.3 Hedge funds ā€” C-H-*-X-X-X-
6.3.4 REITs ā€” C-B-*-*-X-*-
23 6.3.5 ETFs ā€” C-E-*-*-*-*-
24 6.3.6 Pension funds ā€” C-S-*-*-*-*-
6.3.7 Funds of funds ā€” C-F-*-*-*-*-
25 6.3.8 Private equity funds ā€” C-P-*-*-*-*-
6.3.9 Others (miscellaneous) ā€” C-M-X-X-X-*-
26 6.4 Debt instruments ā€” D-*-*-*-*-*-
6.4.1 Description
6.4.2 Bonds ā€” D-B-*-*-*-*-
28 6.4.3 Convertible bonds ā€” D-C-*-*-*-*-
29 6.4.4 Bonds with warrants attached ā€” D-W-*-*-*-*-
30 6.4.5 Medium term notes ā€” D-T-*-*-*-*-
31 6.4.6 Money market instruments ā€” D-Y-*-*-X-*-
6.4.7 Structured instruments (capital protection) ā€” D-S-*-*-*-*-
33 6.4.8 Structured instruments (without capital protection) ā€” D-E-*-*-*-*-
35 6.4.9 Mortgage-backed securities ā€” D-G-*-*-*-*-
36 6.4.10 Asset-backed securities ā€” D-A-*-*-*-*-
37 6.4.11 Municipal bonds ā€” D-N-*-*-*-*-
38 6.4.12 Depositary receipts on debt instruments ā€” D-D-*-*-*-*-
39 6.4.13 Others (miscellaneous) ā€” D-M-*-X-X-*-
6.5 Entitlements (rights) ā€” R-*-*-*-*-*-
6.5.1 Description
6.5.2 Allotment (bonus) rights ā€” R-A-X-X-X-*-
40 6.5.3 Subscription rights ā€” R-S-*-X-X-*-
6.5.4 Purchase rights ā€” R-P-*-X-X-*-
41 6.5.5 Warrants ā€” R-W-*-*-*-*-
42 6.5.6 Mini-future certificates/constant leverage certificates ā€” R-F-*-*-*-*-
6.5.7 Depositary receipts on entitlements ā€” R-D-*-X-X-*-
43 6.5.8 Others (miscellaneous) ā€” R-M-X-X-X-X-
6.6 Listed options ā€” O-*-*-*-*-*-
6.6.1 Description
6.6.2 Call options ā€” O-C-*-*-*-*-
44 6.6.3 Put options ā€” O-P-*-*-*-*-
45 6.6.4 Others (miscellaneous) ā€” O-M-X-X-X-X-
6.7 Futures ā€” F-*-*-*-*-X-
6.7.1 Description
6.7.2 Financial futures ā€” F-F-*-*-*-X-
46 6.7.3 Commodities futures ā€” F-C-*-*-*-X-
47 6.8 Swaps ā€” S-*-*-*-*-*-
6.8.1 Description
6.8.2 Rates ā€” S-R-*-*-*-*-
48 6.8.3 Commodities ā€” S-T-*-*-X-*-
50 6.8.4 Equity ā€” S-E-*-*-X-*-
6.8.5 Credit ā€” S-C-*-*-*-*-
52 6.8.6 Foreign exchange ā€” S-F-*-X-X-*-
6.8.7 Others (miscellaneous) ā€” S-M-*-X-X-*-
53 6.9 Non-listed and complex listed options ā€” H-*-*-*-*-*-
6.9.1 Description
6.9.2 Rates ā€” H-R-*-*-*-*-
55 6.9.3 Commodities ā€” H-T-*-*-*-*-
56 6.9.4 Equity ā€” H-E-*-*-*-*-
57 6.9.5 Credit ā€” H-C-*-*-*-*-
58 6.9.6 Foreign exchange ā€” H-F-*-*-*-*-
59 6.9.7 Others (miscellaneous) ā€” H-M-*-*-*-*-
60 6.10 Spot ā€” I-*-*-X-X-*-
6.10.1 Description
61 6.10.2 Foreign exchange ā€” I-F-X-X-X-P-
6.10.3 Commodities ā€” I-T-*-X-X-X-
6.11 Forwards ā€” J-*-*-X-*-*-
6.11.1 Description
62 6.11.2 Equity ā€” J-E-*-X-*-*-
6.11.3 Foreign exchange ā€” J-F-*-X-*-*-
63 6.11.4 Credit ā€” J-C-*-X-*-*-
6.11.5 Rates ā€” J-R-*-X-*-*-
64 6.11.6 Commodities ā€” J-T-*-X-*-*-
6.12 Strategies ā€” K-*-X-X-X-X-
6.12.1 Description
65 6.12.2 Rates ā€” K-R-X-X-X-X-
6.12.3 Commodities ā€” K-T-X-X-X-X-
6.12.4 Equity ā€” K-E-X-X-X-X-
6.12.5 Credit ā€” K-C-X-X-X-X-
66 6.12.6 Foreign exchange ā€” K-F-X-X-X-X-
6.12.7 Mixed assets ā€” K-Y-X-X-X-X-
6.12.8 Others (miscellaneous) ā€” K-M-X-X-X-X-
6.13 Financing ā€” L-*-*-*-X-*-
6.13.1 Description
67 6.13.2 Loan-lease ā€” L-L-*-X-X-*-
6.13.3 Repurchase agreements ā€” L-R-*-*-X-*-
68 6.13.4 Securities lending ā€” L-S-*-*-X-*-
6.14 Referential instruments ā€” T-*-*-*-*-X-
6.14.1 Description
69 6.14.2 Currencies ā€” T-C-*-X-X-X-
6.14.3 Commodities ā€” T-T-*-X-X-X-
70 6.14.4 Interest rates ā€” T-R-*-*-X-X-
6.14.5 Indices ā€” T-I-*-*-*-X-
71 6.14.6 Baskets ā€” T-B-*-X-X-X-
72 6.14.7 Stock dividends ā€” T-D-*-X-X-X-
6.14.8 Others (miscellaneous) ā€” T-M-X-X-X-X-
6.15 Others (miscellaneous) ā€” M-*-*-*-X-*-
6.15.1 Description
6.15.2 Combined instruments ā€” M-C-*-*-X-*-
73 6.15.3 Other assets ā€” M-M-*-X-X-X-
74 Annex A (informative) Classification examples
81 Bibliography

Related products

BS ISO 10962:2019
$215.11